FOCUS WEALTH ADVISORS, LLC

PEER BENCHMARKS

Understanding SEC Peer Groups

A firm's peer group is calculated based on public self-reported AUM benchmarked against a population of RIAs who submitted a Form ADV to the Securities and Exchange Commission.

SEC Peer Benchmark Details

Firm Self-Reported AUM
$178.4M
Peer Group AUM Range
$169.5M - $187.2M
Sample Size
489
Firm Age (Years)
PEER GROUP AVERAGE
8
Structure
PEER GROUP AVERAGE
Limited Liability Company (299 firms)
Discretionary Accounts
PEER GROUP AVERAGE
400
Discretionary AUM
PEER GROUP AVERAGE
$154.3M
Non-Discretionary Accounts
PEER GROUP AVERAGE
62
Non-Discretionary AUM
PEER GROUP AVERAGE
$23.9M
Total Clients
PEER GROUP AVERAGE
228
Total AUM
PEER GROUP AVERAGE
$178.2M
Offices
PEER GROUP AVERAGE
1
Total Employees
PEER GROUP AVERAGE
8
Investment Advisors
PEER GROUP AVERAGE
5
Registered Representatives
PEER GROUP AVERAGE
1
Licensed Insurance Agents
PEER GROUP AVERAGE
2
Foreign Clients
PEER GROUP AVERAGE
6.3%
Clients Without Regulatory Assets
PEER GROUP AVERAGE
22
Compensation
PEER GROUP AVERAGE
FIRM VALUE
Percentage of AUM Yes 479 Firms Yes
Hourly Charges No 260 Firms Yes
Subscription Fees No 487 Firms No
Fixed Fees Yes 268 Firms Yes
Commissions No 470 Firms No
Performance Based Fees No 382 Firms No
Other No 454 Firms No

Resource Center

Advisor Transition Management Platform

About TrueRecruit

With TrueRecruit, we seek to help enterprises identify prospects, standardize the information collection process, and leverage data to inform offers.

About TruePerformance

TruePerformance Indices and KPIs make up the industry’s first ever business health record to be leveraged for practice management and during key transitional moments.

About TrueContinuity

TrueContinuity is a secure emergency continuity vault where financial advisory firms can easily store designated continuity contacts, additional key contacts, documents, and tech stack information.

About TrueMatch

TrueMatch supports advisors planning succession or growth through M&A to find perfect opportunities.

Contact Truelytics Today!

Truelytics' Advisor Transition Management Platform is the first end-to-end data-driven system to help RIAs attract, grow, and retain advisory businesses while also reducing the costs related to transitions.

© Powered by Truelytics
An error has occurred. This application may no longer respond until reloaded. Reload 🗙