HILLTOP SECURITIES ASSET MANAGEMENT, LLC

PEER BENCHMARKS

Understanding SEC Peer Groups

A firm's peer group is calculated based on public self-reported AUM benchmarked against a population of RIAs who submitted a Form ADV to the Securities and Exchange Commission.

SEC Peer Benchmark Details

Firm Self-Reported AUM
$27.2B
Peer Group AUM Range
$25.9B - $28.6B
Sample Size
61
Firm Age (Years)
PEER GROUP AVERAGE
21
Structure
PEER GROUP AVERAGE
Limited Liability Company (29 firms)
Discretionary Accounts
PEER GROUP AVERAGE
10,841
Discretionary AUM
PEER GROUP AVERAGE
$24.5B
Non-Discretionary Accounts
PEER GROUP AVERAGE
1,212
Non-Discretionary AUM
PEER GROUP AVERAGE
$2.6B
Total Clients
PEER GROUP AVERAGE
7,351
Total AUM
PEER GROUP AVERAGE
$27.1B
Offices
PEER GROUP AVERAGE
15
Total Employees
PEER GROUP AVERAGE
264
Investment Advisors
PEER GROUP AVERAGE
129
Registered Representatives
PEER GROUP AVERAGE
79
Licensed Insurance Agents
PEER GROUP AVERAGE
41
Foreign Clients
PEER GROUP AVERAGE
28.6%
Clients Without Regulatory Assets
PEER GROUP AVERAGE
1,740
Compensation
PEER GROUP AVERAGE
FIRM VALUE
Percentage of AUM Yes 59 Firms Yes
Hourly Charges No 55 Firms Yes
Subscription Fees No 60 Firms No
Fixed Fees No 42 Firms Yes
Commissions No 59 Firms No
Performance Based Fees Yes 38 Firms No
Other No 47 Firms Yes

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