PENTEGRA INVESTORS, INC.

PEER BENCHMARKS

Understanding SEC Peer Groups

A firm's peer group is calculated based on public self-reported AUM benchmarked against a population of RIAs who submitted a Form ADV to the Securities and Exchange Commission.

SEC Peer Benchmark Details

Firm Self-Reported AUM
$7.2B
Peer Group AUM Range
$6.8B - $7.5B
Sample Size
74
Firm Age (Years)
PEER GROUP AVERAGE
14
Structure
PEER GROUP AVERAGE
Limited Liability Company (46 firms)
Discretionary Accounts
PEER GROUP AVERAGE
1,692
Discretionary AUM
PEER GROUP AVERAGE
$6.6B
Non-Discretionary Accounts
PEER GROUP AVERAGE
63
Non-Discretionary AUM
PEER GROUP AVERAGE
$583.0M
Total Clients
PEER GROUP AVERAGE
866
Total AUM
PEER GROUP AVERAGE
$7.2B
Offices
PEER GROUP AVERAGE
4
Total Employees
PEER GROUP AVERAGE
76
Investment Advisors
PEER GROUP AVERAGE
28
Registered Representatives
PEER GROUP AVERAGE
7
Licensed Insurance Agents
PEER GROUP AVERAGE
3
Foreign Clients
PEER GROUP AVERAGE
27.7%
Clients Without Regulatory Assets
PEER GROUP AVERAGE
81
Compensation
PEER GROUP AVERAGE
FIRM VALUE
Percentage of AUM Yes 72 Firms Yes
Hourly Charges No 71 Firms No
Subscription Fees No 73 Firms No
Fixed Fees No 51 Firms Yes
Commissions No 72 Firms No
Performance Based Fees Yes 51 Firms No
Other No 58 Firms No

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