SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.**

PEER BENCHMARKS

Understanding SEC Peer Groups

A firm's peer group is calculated based on public self-reported AUM benchmarked against a population of RIAs who submitted a Form ADV to the Securities and Exchange Commission.

SEC Peer Benchmark Details

Firm Self-Reported AUM
$5.4B
Peer Group AUM Range
$5.1B - $5.6B
Sample Size
106
Firm Age (Years)
PEER GROUP AVERAGE
13
Structure
PEER GROUP AVERAGE
Limited Liability Company (62 firms)
Discretionary Accounts
PEER GROUP AVERAGE
1,612
Discretionary AUM
PEER GROUP AVERAGE
$4.4B
Non-Discretionary Accounts
PEER GROUP AVERAGE
560
Non-Discretionary AUM
PEER GROUP AVERAGE
$959.8M
Total Clients
PEER GROUP AVERAGE
1,709
Total AUM
PEER GROUP AVERAGE
$5.4B
Offices
PEER GROUP AVERAGE
17
Total Employees
PEER GROUP AVERAGE
63
Investment Advisors
PEER GROUP AVERAGE
29
Registered Representatives
PEER GROUP AVERAGE
17
Licensed Insurance Agents
PEER GROUP AVERAGE
12
Foreign Clients
PEER GROUP AVERAGE
30.6%
Clients Without Regulatory Assets
PEER GROUP AVERAGE
393
Compensation
PEER GROUP AVERAGE
FIRM VALUE
Percentage of AUM Yes 102 Firms Yes
Hourly Charges No 86 Firms No
Subscription Fees No 102 Firms No
Fixed Fees No 68 Firms Yes
Commissions No 101 Firms No
Performance Based Fees Yes 61 Firms Yes
Other No 79 Firms No

Resource Center

Advisor Transition Management Platform

About TrueRecruit

With TrueRecruit, we seek to help enterprises identify prospects, standardize the information collection process, and leverage data to inform offers.

About TruePerformance

TruePerformance Indices and KPIs make up the industry’s first ever business health record to be leveraged for practice management and during key transitional moments.

About TrueContinuity

TrueContinuity is a secure emergency continuity vault where financial advisory firms can easily store designated continuity contacts, additional key contacts, documents, and tech stack information.

About TrueMatch

TrueMatch supports advisors planning succession or growth through M&A to find perfect opportunities.

Contact Truelytics Today!

Truelytics' Advisor Transition Management Platform is the first end-to-end data-driven system to help RIAs attract, grow, and retain advisory businesses while also reducing the costs related to transitions.

© Powered by Truelytics
An error has occurred. This application may no longer respond until reloaded. Reload 🗙