JAMES REED FINANCIAL SERVICES, INC.

PEER BENCHMARKS

Understanding SEC Peer Groups

A firm's peer group is calculated based on public self-reported AUM benchmarked against a population of RIAs who submitted a Form ADV to the Securities and Exchange Commission.

SEC Peer Benchmark Details

Firm Self-Reported AUM
$271.3M
Peer Group AUM Range
$257.8M - $284.8M
Sample Size
488
Firm Age (Years)
PEER GROUP AVERAGE
11
Structure
PEER GROUP AVERAGE
Limited Liability Company (335 firms)
Discretionary Accounts
PEER GROUP AVERAGE
540
Discretionary AUM
PEER GROUP AVERAGE
$245.6M
Non-Discretionary Accounts
PEER GROUP AVERAGE
31
Non-Discretionary AUM
PEER GROUP AVERAGE
$25.1M
Total Clients
PEER GROUP AVERAGE
259
Total AUM
PEER GROUP AVERAGE
$270.7M
Offices
PEER GROUP AVERAGE
1
Total Employees
PEER GROUP AVERAGE
8
Investment Advisors
PEER GROUP AVERAGE
5
Registered Representatives
PEER GROUP AVERAGE
1
Licensed Insurance Agents
PEER GROUP AVERAGE
2
Foreign Clients
PEER GROUP AVERAGE
7.4%
Clients Without Regulatory Assets
PEER GROUP AVERAGE
11
Compensation
PEER GROUP AVERAGE
FIRM VALUE
Percentage of AUM Yes 475 Firms Yes
Hourly Charges No 302 Firms Yes
Subscription Fees No 485 Firms No
Fixed Fees Yes 251 Firms Yes
Commissions No 475 Firms Yes
Performance Based Fees No 355 Firms No
Other No 435 Firms No

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