THRIVENT INVESTMENT MANAGEMENT INC.

PEER BENCHMARKS

Understanding SEC Peer Groups

A firm's peer group is calculated based on public self-reported AUM benchmarked against a population of RIAs who submitted a Form ADV to the Securities and Exchange Commission.

SEC Peer Benchmark Details

Firm Self-Reported AUM
$12.5B
Peer Group AUM Range
$11.9B - $13.1B
Sample Size
57
Firm Age (Years)
PEER GROUP AVERAGE
17
Structure
PEER GROUP AVERAGE
Limited Liability Company (30 firms)
Discretionary Accounts
PEER GROUP AVERAGE
7,987
Discretionary AUM
PEER GROUP AVERAGE
$10.9B
Non-Discretionary Accounts
PEER GROUP AVERAGE
887
Non-Discretionary AUM
PEER GROUP AVERAGE
$1.5B
Total Clients
PEER GROUP AVERAGE
7,404
Total AUM
PEER GROUP AVERAGE
$12.5B
Offices
PEER GROUP AVERAGE
25
Total Employees
PEER GROUP AVERAGE
166
Investment Advisors
PEER GROUP AVERAGE
109
Registered Representatives
PEER GROUP AVERAGE
95
Licensed Insurance Agents
PEER GROUP AVERAGE
64
Foreign Clients
PEER GROUP AVERAGE
30.6%
Clients Without Regulatory Assets
PEER GROUP AVERAGE
818
Compensation
PEER GROUP AVERAGE
FIRM VALUE
Percentage of AUM Yes 56 Firms Yes
Hourly Charges No 47 Firms No
Subscription Fees No 56 Firms No
Fixed Fees No 35 Firms Yes
Commissions No 55 Firms No
Performance Based Fees Yes 35 Firms No
Other No 46 Firms No

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