R.V. KUHNS & ASSOCIATES, INC.

PEER BENCHMARKS

Understanding SEC Peer Groups

A firm's peer group is calculated based on public self-reported AUM benchmarked against a population of RIAs who submitted a Form ADV to the Securities and Exchange Commission.

SEC Peer Benchmark Details

Firm Self-Reported AUM
$1.1B
Peer Group AUM Range
$1.1B - $1.2B
Sample Size
272
Firm Age (Years)
PEER GROUP AVERAGE
15
Structure
PEER GROUP AVERAGE
Limited Liability Company (171 firms)
Discretionary Accounts
PEER GROUP AVERAGE
1,311
Discretionary AUM
PEER GROUP AVERAGE
$989.9M
Non-Discretionary Accounts
PEER GROUP AVERAGE
85
Non-Discretionary AUM
PEER GROUP AVERAGE
$124.2M
Total Clients
PEER GROUP AVERAGE
807
Total AUM
PEER GROUP AVERAGE
$1.1B
Offices
PEER GROUP AVERAGE
2
Total Employees
PEER GROUP AVERAGE
23
Investment Advisors
PEER GROUP AVERAGE
13
Registered Representatives
PEER GROUP AVERAGE
3
Licensed Insurance Agents
PEER GROUP AVERAGE
3
Foreign Clients
PEER GROUP AVERAGE
14.0%
Clients Without Regulatory Assets
PEER GROUP AVERAGE
24
Compensation
PEER GROUP AVERAGE
FIRM VALUE
Percentage of AUM Yes 260 Firms No
Hourly Charges No 202 Firms Yes
Subscription Fees No 270 Firms No
Fixed Fees No 156 Firms Yes
Commissions No 268 Firms No
Performance Based Fees No 137 Firms No
Other No 226 Firms Yes

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