MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

PEER BENCHMARKS

Understanding SEC Peer Groups

A firm's peer group is calculated based on public self-reported AUM benchmarked against a population of RIAs who submitted a Form ADV to the Securities and Exchange Commission.

SEC Peer Benchmark Details

Firm Self-Reported AUM
$45.2B
Peer Group AUM Range
$42.9B - $47.2B
Sample Size
31
Firm Age (Years)
PEER GROUP AVERAGE
22
Structure
PEER GROUP AVERAGE
Corporation (14 firms)
Discretionary Accounts
PEER GROUP AVERAGE
40,027
Discretionary AUM
PEER GROUP AVERAGE
$40.8B
Non-Discretionary Accounts
PEER GROUP AVERAGE
49
Non-Discretionary AUM
PEER GROUP AVERAGE
$4.1B
Total Clients
PEER GROUP AVERAGE
29,707
Total AUM
PEER GROUP AVERAGE
$44.9B
Offices
PEER GROUP AVERAGE
5
Total Employees
PEER GROUP AVERAGE
283
Investment Advisors
PEER GROUP AVERAGE
89
Registered Representatives
PEER GROUP AVERAGE
14
Licensed Insurance Agents
PEER GROUP AVERAGE
1
Foreign Clients
PEER GROUP AVERAGE
27.4%
Clients Without Regulatory Assets
PEER GROUP AVERAGE
19
Compensation
PEER GROUP AVERAGE
FIRM VALUE
Percentage of AUM Yes 29 Firms Yes
Hourly Charges No 29 Firms No
Subscription Fees No 31 Firms No
Fixed Fees No 20 Firms No
Commissions No 31 Firms No
Performance Based Fees Yes 18 Firms Yes
Other No 24 Firms No

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