PEAR TREE ADVISORS, INC.

PEER BENCHMARKS

Understanding SEC Peer Groups

A firm's peer group is calculated based on public self-reported AUM benchmarked against a population of RIAs who submitted a Form ADV to the Securities and Exchange Commission.

SEC Peer Benchmark Details

Firm Self-Reported AUM
$4.5B
Peer Group AUM Range
$4.3B - $4.7B
Sample Size
126
Firm Age (Years)
PEER GROUP AVERAGE
18
Structure
PEER GROUP AVERAGE
Limited Liability Company (73 firms)
Discretionary Accounts
PEER GROUP AVERAGE
1,522
Discretionary AUM
PEER GROUP AVERAGE
$3.9B
Non-Discretionary Accounts
PEER GROUP AVERAGE
390
Non-Discretionary AUM
PEER GROUP AVERAGE
$605.8M
Total Clients
PEER GROUP AVERAGE
1,139
Total AUM
PEER GROUP AVERAGE
$4.5B
Offices
PEER GROUP AVERAGE
16
Total Employees
PEER GROUP AVERAGE
77
Investment Advisors
PEER GROUP AVERAGE
38
Registered Representatives
PEER GROUP AVERAGE
25
Licensed Insurance Agents
PEER GROUP AVERAGE
18
Foreign Clients
PEER GROUP AVERAGE
19.8%
Clients Without Regulatory Assets
PEER GROUP AVERAGE
220
Compensation
PEER GROUP AVERAGE
FIRM VALUE
Percentage of AUM Yes 122 Firms Yes
Hourly Charges No 107 Firms No
Subscription Fees No 126 Firms No
Fixed Fees No 82 Firms No
Commissions No 124 Firms No
Performance Based Fees Yes 75 Firms No
Other No 98 Firms No

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