REGAL HEALTHCARE CAPITAL MANAGEMENT, LLC

PEER BENCHMARKS

Understanding SEC Peer Groups

A firm's peer group is calculated based on public self-reported AUM benchmarked against a population of RIAs who submitted a Form ADV to the Securities and Exchange Commission.

SEC Peer Benchmark Details

Firm Self-Reported AUM
$860.6M
Peer Group AUM Range
$817.7M - $903.0M
Sample Size
279
Firm Age (Years)
PEER GROUP AVERAGE
13
Structure
PEER GROUP AVERAGE
Limited Liability Company (167 firms)
Discretionary Accounts
PEER GROUP AVERAGE
818
Discretionary AUM
PEER GROUP AVERAGE
$757.4M
Non-Discretionary Accounts
PEER GROUP AVERAGE
298
Non-Discretionary AUM
PEER GROUP AVERAGE
$100.6M
Total Clients
PEER GROUP AVERAGE
614
Total AUM
PEER GROUP AVERAGE
$858.0M
Offices
PEER GROUP AVERAGE
3
Total Employees
PEER GROUP AVERAGE
28
Investment Advisors
PEER GROUP AVERAGE
20
Registered Representatives
PEER GROUP AVERAGE
5
Licensed Insurance Agents
PEER GROUP AVERAGE
3
Foreign Clients
PEER GROUP AVERAGE
12.2%
Clients Without Regulatory Assets
PEER GROUP AVERAGE
15
Compensation
PEER GROUP AVERAGE
FIRM VALUE
Percentage of AUM Yes 271 Firms Yes
Hourly Charges No 204 Firms No
Subscription Fees No 279 Firms No
Fixed Fees No 165 Firms No
Commissions No 272 Firms No
Performance Based Fees No 163 Firms Yes
Other No 238 Firms Yes

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