J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD

PEER BENCHMARKS

Understanding SEC Peer Groups

A firm's peer group is calculated based on public self-reported AUM benchmarked against a population of RIAs who submitted a Form ADV to the Securities and Exchange Commission.

SEC Peer Benchmark Details

Firm Self-Reported AUM
$335.9M
Peer Group AUM Range
$319.2M - $352.7M
Sample Size
430
Firm Age (Years)
PEER GROUP AVERAGE
12
Structure
PEER GROUP AVERAGE
Limited Liability Company (271 firms)
Discretionary Accounts
PEER GROUP AVERAGE
508
Discretionary AUM
PEER GROUP AVERAGE
$298.3M
Non-Discretionary Accounts
PEER GROUP AVERAGE
58
Non-Discretionary AUM
PEER GROUP AVERAGE
$37.6M
Total Clients
PEER GROUP AVERAGE
287
Total AUM
PEER GROUP AVERAGE
$335.9M
Offices
PEER GROUP AVERAGE
1
Total Employees
PEER GROUP AVERAGE
11
Investment Advisors
PEER GROUP AVERAGE
6
Registered Representatives
PEER GROUP AVERAGE
2
Licensed Insurance Agents
PEER GROUP AVERAGE
2
Foreign Clients
PEER GROUP AVERAGE
9.1%
Clients Without Regulatory Assets
PEER GROUP AVERAGE
24
Compensation
PEER GROUP AVERAGE
FIRM VALUE
Percentage of AUM Yes 412 Firms Yes
Hourly Charges No 269 Firms No
Subscription Fees No 426 Firms No
Fixed Fees No 226 Firms No
Commissions No 418 Firms No
Performance Based Fees No 290 Firms No
Other No 383 Firms Yes

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